LPL Financial Affiliation

LPL_NASDAQSovereign Investment Group is proud to have a relationship with LPL Financial, the largest independent broker/dealer in the nation*. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best – helping their clients attain their financial goals and fulfill their dreams.


  • Your advisor is a seasoned, autonomous professional.
    Sovereign advisors must have the experience and dedication necessary to build a successful and self-directed practice. This autonomy allows them to concentrate their efforts on the aspects of financial services where they are strongest and can be of the greatest help to you, the client.
  • Sovereign advisors utilize unbiased investment research.
    Because Sovereign doesn’t offer proprietary products and doesn’t engage in investment banking activities, they are able to provide unbiased investment recommendations that integrate a broad scope of investment products, including stocks, bonds, annuities, and mutual funds.
  • We provide Investment strategies for all of your needs.
    Few independent brokerage firms can match the depth and breadth of technology Sovereign has created for our financial advisors—technology that can address a variety of financial needs and situations.

The one and only focus of LPL Financial is providing Sovereign advisors with the tools, training, and support they need to offer professional advice to their clients. Through our affiliation with LPL Financial, clients of Sovereign Investment Group receive the resources of a Wall Street firm with the personal attention found at a boutique firm.

*As reported in Financial Planning magazine 1996 – 2012 based on total revenues.