Culture / Philosophy

We work smarter together.Sovereign Logo (2)

We are independent, yet part of a team. Our leaders bring out the best in each other, valuing and respecting the uniqueness and varied perspectives of one another.


Sovereign Investment Group was established with one goal:  To provide clients with access to independent advice, products and services.  Through our relationship with LPL Financial, we bring the best of both worlds to our clients. We offer an unparalleled service model that results in unbiased guidance and advice. “Your Goals, Our Solutions” is not just a marketing slogan—it is our philosophy.

Our Independence:

  • Creates consistency of culture
  • Enables long-term perspective
  • Fosters organizational stability

Our Singular Focus:

  • Aligns our interest with our clients
  • Shapes organizational structure
  • Fuels our quest for excellence

Our Research Approach:

  • Deploys resources seeking enhanced performance
  • Develops compelling insights
  • Yields actionable opportunities

Our Portfolio Management:

  • Pursues prudent balance between risk and return
  • Seeks superior long term performance
  • Invests side by side with our clients